SEC Form 4 · accession 0001257171-18-000060
Ainos, Inc. · AIMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen T Chen
Officer — President, Chairman & CEO · Director · 10% Owner
Period of report
Nov 28, 2018
Accepted (ET)
Dec 3, 2018 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014763
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Nov 28, 2018 | P | 2,000 | $0.37 | A | 426,000 | I | SPOUSE |
| COMMON STOCKF1 | Nov 29, 2018 | P | 1,000 | $0.18 | A | 427,000 | I | SPOUSE |
| COMMON STOCKF1 | Nov 29, 2018 | P | 500 | $0.19 | A | 427,500 | I | SPOUSE |
| COMMON STOCKF1 | Nov 28, 2018 | P | 4,500 | $0.22 | A | 432,000 | I | SPOUSE |
| COMMON STOCKF1 | Nov 29, 2018 | P | 4,000 | $0.24 | A | 436,000 | I | SPOUSE |
| COMMON STOCKF1 | Nov 29, 2018 | P | 2,500 | $0.25 | A | 438,500 | I | SPOUSE |
| COMMON STOCKF1 | Nov 29, 2018 | P | 500 | $0.27 | A | 439,000 | I | SPOUSE |
| COMMON STOCKF1 | Nov 29, 2018 | P | 500 | $0.28 | A | 439,500 | I | SPOUSE |
| COMMON STOCKF1 | Nov 29, 2018 | P | 500 | $0.41 | A | 440,000 | I | SPOUSE |
| COMMON STOCKF1 | Nov 30, 2018 | P | 4,000 | $0.21 | A | 444,000 | I | SPOUSE |
| COMMON STOCKF1 | Dec 3, 2018 | P | 1,250 | $0.23 | A | 445,250 | I | SPOUSE |
| COMMON STOCKF1 | Dec 3, 2018 | P | 750 | $0.25 | A | 446,000 | I | SPOUSE |
| COMMON STOCKF1 | Dec 3, 2018 | P | 1,250 | $0.26 | A | 447,250 | I | SPOUSE |
| COMMON STOCKF1 | Dec 3, 2018 | P | 750 | $0.30 | A | 448,000 | I | SPOUSE |
| COMMON STOCK | holding | — | — | — | 5,412,823 | D | ||
| COMMON STOCK | holding | — | — | — | 11,263 | D | ||
| COMMON STOCKF2 | holding | — | — | — | 39,473 | I | ACTS BIOSCIENCES, INC. | |
| COMMON STOCKF3 | holding | — | — | — | 638,801 | I | STC INTERNATIONAL, INC. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1SPOUSE - VIRGINIA M CHEN IRA
- F2ACTS BIOSCIENCES, INC. - STEPHEN CHEN IS CHAIRMAN AND A MAJOR SHAREHOLDER
- F3STC INTERNATIONAL, INC. - STEPHEN CHEN IS CHAIRMAN, BOARD MEMBER AND MAJOR SHAREHOLDER