SEC Form 4 · accession 0001257171-18-000031
Ainos, Inc. · AIMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Stephen T Chen
Officer — President, CEO & Chairman · Director · 10% Owner
Period of report
Jun 4, 2018
Accepted (ET)
Jun 6, 2018 · 6:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014763
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Jun 4, 2018 | P | 1,000 | $0.28 | A | 351,216 | I | Spouse |
| COMMON STOCKF1 | Jun 6, 2018 | P | 1,000 | $0.28 | A | 352,216 | I | Spouse |
| COMMON STOCKF2 | holding | — | — | — | 39,473 | I | ACTS Biosciences, Inc. | |
| COMMON STOCKF3 | holding | — | — | — | 638,801 | I | STC INTERNATIONAL INC | |
| COMMON STOCKF4 | holding | — | — | — | 10,263 | I | JOINT TENANT ACCOUNT | |
| COMMON STOCKF5 | holding | — | — | — | 4,459,988 | I | AMSTOCK- STEPHEN T. AND VIRGINIA M. CHEN LIVING TRUST |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1SPOUSE - VIRGINIA M CHEN IRA
- F2ACTS INTERNATIONAL, INC.- STEPHEN CHEN IS CHAIRMAN, BOARD MEMBER AND MAJOR SHAREHOLDER
- F3STC INTERNATIONAL, INC.- STEPHEN CHEN IS CHAIRMAN, BOARD MEMBER AND MAJOR SHAREHOLDER
- F4JOINT TENANT- STEPHEN T. AND VIRGINIA M. CHEN, SCHWAB JOINT TENANT ACCOUNT
- F5AMSTOCK- STEPHEN T. AND VIRGINIA M. CHEN LIVING TRUST