SEC Form 4/A · accession 0001257171-18-000030
Ainos, Inc. · AIMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Stephen T Chen
Officer — President, CEO & Chairman · Director · 10% Owner
Period of report
May 9, 2018
Accepted (ET)
Jun 6, 2018 · 1:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014763
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | May 9, 2018 | P | 1,000 | $0.24 | A | 331,716 | I | Spouse |
| COMMON STOCKF1 | May 10, 2018 | P | 1,000 | $0.28 | A | 332,716 | I | Spouse |
| COMMON STOCKF1 | May 11, 2018 | P | 1,000 | $0.28 | A | 333,716 | I | Spouse |
| COMMON STOCKF4 | May 11, 2018 | P | 2,500 | $0.28 | A | 10,263 | I | JOINT TENANT ACCOUNT |
| COMMON STOCKF5 | holding | — | — | — | 4,459,988 | I | AMSTOCK- STEPHEN T. AND VIRGINIA M. CHEN LIVING TRUST | |
| COMMON STOCKF2 | holding | — | — | — | 39,473 | I | ACTS Biosciences, Inc. | |
| COMMON STOCKF3 | holding | — | — | — | 638,801 | I | STC INTERNATIONAL INC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1SPOUSE - VIRGINIA M CHEN IRA
- F2ACTS INTERNATIONAL, INC. - STEPHEN CHEN IS CHAIRMAN AND A BOARD MEMBER
- F3STC INTERNATIONAL, INC. - STEPHEN CHEN IS CHAIRMAN, BOARD MEMBER AND MAJOR SHAREHOLDER
- F4JOINT TENANT - STEPHEN T. AND VIRGINIA M. CHEN , TO RECORD SPLIT OUT OF SCHWAB JOINT TENANT ACCOUNT STOCK FROM STEPHEN CHEN DIRECT OWNERSHIP, AND REPORT 2500 STOCK PURCHASE
- F5ACCOUNT RENAMED FROM DIRECT OWNERSHIP BY STEPHEN CHEN TO INDIRECT OWNERSHIP AS FOLLOWS: STEPHEN T. AND VIRGINIA M. CHEN LIVING TRUST