SEC Form 4 · accession 0001257171-18-000006
Ainos, Inc. · AIMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen T Chen
Officer — President, CEO & Chairman · Director · 10% Owner
Period of report
Mar 5, 2018
Accepted (ET)
Mar 7, 2018 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014763
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 5, 2018 | P | 10,000 | $0.25 | A | 197,216 | I | Spouse |
| COMMON STOCKF1 | Mar 6, 2018 | P | 1,250 | $0.23 | A | 198,466 | I | Spouse |
| COMMON STOCKF1 | Mar 6, 2018 | P | 8,750 | $0.25 | A | 207,216 | I | Spouse |
| COMMON STOCKF1 | Mar 6, 2018 | P | 1,250 | $0.18 | A | 208,466 | I | Spouse |
| COMMON STOCKF1 | Mar 6, 2018 | P | 3,750 | $0.20 | A | 212,216 | I | Spouse |
| COMMON STOCKF1 | Mar 7, 2018 | P | 1,000 | $0.20 | A | 213,216 | I | Spouse |
| COMMON STOCK | holding | — | — | — | 3,467,751 | D | ||
| COMMON STOCKF2 | holding | — | — | — | 39,473 | I | ACTS Biosciences, Inc. | |
| COMMON STOCKF3 | holding | — | — | — | 638,801 | I | STC INTERNATIONAL INC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1SPOUSE - VIRGINIA M CHEN IRA
- F2ACTS BIOSCIENCES, INC. - STEPHEN CHEN IS CHAIRMAN AND A BOARD MEMBER
- F3STC INTERNATIONAL, INC. - STEPHEN CHEN IS CHAIRMAN, BOARD MEMBER AND MAJOR SHAREHOLDER