SEC Form 4 · accession 0001257171-17-000028
Ainos, Inc. · AIMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen T Chen
Officer — President, CEO & Chairman · Director · 10% Owner
Period of report
Jun 22, 2017
Accepted (ET)
Jun 26, 2017 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014763
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 22, 2017 | P | 2,000 | $0.262 | A | 102,872 | I | Spouse |
| Common StockF1 | Jun 23, 2017 | P | 1,250 | $0.262 | A | 104,122 | I | Spouse |
| Common StockF1 | Jun 23, 2017 | P | 1,250 | $0.27 | A | 105,372 | I | Spouse |
| Common StockF2 | holding | — | — | — | 39,473 | I | ACTS Biosciences, Inc. | |
| Common StockF3 | holding | — | — | — | 638,801 | I | STC International, Inc. | |
| Common Stock | holding | — | — | — | 2,969,111 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1VIRGINIA M CHEN IRA
- F2STEPHEN CHEN IS CHAIRMAN AND A BOARD MEMBER OF ACTS BIOSCIENCES, INC.
- F3STEPHEN CHEN IS CHAIRMAN, BOARD MEMBER AND MAJOR SHAREHOLDER OF STC INTERNATIONAL, INC.