SEC Form 4 · accession 0001257171-17-000027
Ainos, Inc. · AIMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen T Chen
Officer — President, CEO & Chairman · Director · 10% Owner
Period of report
Jun 19, 2017
Accepted (ET)
Jun 20, 2017 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014763
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 19, 2017 | P | 2,000 | $0.254 | A | 98,872 | I | Spouse |
| Common StockF1 | Jun 20, 2017 | P | 1,250 | $0.2504 | A | 100,122 | I | Spouse |
| Common StockF1 | Jun 20, 2017 | P | 750 | $0.264 | A | 100,872 | I | Spouse |
| Common StockF2 | holding | — | — | — | 39,473 | I | ACTS Biosciences, Inc. | |
| Common StockF3 | holding | — | — | — | 638,801 | I | STC International, Inc. | |
| Common Stock | holding | — | — | — | 2,969,111 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Spouse - Virginia M Chen IRA
- F2Stephen Chen is Chairman and a Board Member of ACTS Biosciences, Inc.
- F3Stephen Chen is Chairman, Board Member and Major Shareholder of STC International, Inc.