SEC Form 4 · accession 0001257171-17-000011
Ainos, Inc. · AIMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen T Chen
Officer — President, CEO & Chairman · Director · 10% Owner
Period of report
Mar 22, 2017
Accepted (ET)
Mar 24, 2017 · 12:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014763
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 22, 2017 | P | 1,250 | $0.214 | A | 58,122 | I | Spouse |
| Common StockF1 | Mar 22, 2017 | P | 750 | $0.25 | A | 58,872 | I | SPOUSE |
| Common StockF1 | Mar 24, 2017 | P | 1,250 | $0.202 | A | 60,122 | I | Spouse |
| Common Stock | Mar 24, 2017 | P | 750 | $0.23 | A | 60,872 | I | Spouse |
| Common Stock | holding | — | — | — | 2,969,111 | D | ||
| Common StockF2 | holding | — | — | — | 39,473 | I | ACTS Biosciences, Inc. | |
| Common StockF3 | holding | — | — | — | 638,801 | I | STC International, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1SPOUSE - VIRGINIA M CHEN DEFINED BENEFIT PLAN.
- F2STEPHEN CHEN IS CHAIRMAN AND A BOARD MEMBER OF ACTS BIOSCIENCES, INC.
- F3STEPHEN CHEN IS CHAIRMAN, BOARD MEMBER AND MAJOR SHAREHOLDER OF STC INTERNATIONAL, INC.