SEC Form 4 · accession 0001257171-17-000002
Ainos, Inc. · AIMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen T Chen
Officer — President, CEO & Chairman · Director · 10% Owner
Period of report
Jan 18, 2017
Accepted (ET)
Jan 26, 2017 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014763
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 18, 2017 | A | 145,405 | $0.2579 | A | 2,969,111 | D | |
| Common StockF1 | Jan 24, 2017 | P | 500 | $0.248 | A | 48,372 | I | Spouse |
| Common StockF1 | Jan 25, 2017 | P | 500 | $0.248 | A | 48,872 | I | Spouse |
| Common StockF2 | holding | — | — | — | 39,473 | I | ACTS Biosciences, Inc. | |
| Common StockF3 | holding | — | — | — | 638,801 | I | STC International, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Spouse - Virginia M Chen Defined Benefit Plan
- F2Stephen Chen is Chairman and a Board member of ACTS Biosciences, Inc.
- F3Stephen Chen is Chairman, President, Board member and major shareholder of STC International, Inc.