SEC Form 4 · accession 0001257171-16-000009
Ainos, Inc. · AIMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen T Chen
Officer — President,CEO & Chairman · Director · 10% Owner
Period of report
Jul 27, 2016
Accepted (ET)
Jul 28, 2016 · 10:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014763
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 27, 2016 | P | 400 | $0.198 | A | 32,566 | I | Spouse |
| Common StockF1 | Jul 27, 2016 | P | 9,600 | $0.20 | A | 42,166 | I | Spouse |
| Common StockF2 | holding | — | — | — | 39,473 | I | ACTS Biosciences, Inc. | |
| Common StockF3 | holding | — | — | — | 638,801 | I | STC International, Inc. | |
| Common Stock | holding | — | — | — | 2,023,706 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Spouse - Virginia M Chen Defined Benefit Plan
- F2Stephen Chen is Chairman and a Board member of ACTS Biosciences, Inc.
- F3Stephen Chen is Chairman, President, Board member and major shareholder of STC International, Inc.