SEC Form 3 · accession 0001127602-18-025308
Option Care Health, Inc. · OPCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathryn Stalmack
Officer — General Counsel
Period of report
Aug 6, 2018
Accepted (ET)
Aug 14, 2018 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.0001 Par Value | holding | — | — | — | 20,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $2.08 | holding | — | — | — | — | Aug 10, 2025 | Common Stock, $.0001 Par Value | 125,000 | — | D |
| Employee Stock Option (Right to Buy)F1 | $1.63 | holding | — | — | — | — | Feb 9, 2027 | Common Stock, $.0001 Par Value | 99,010 | — | D |
| Employee Stock Option (Right to Buy)F1 | $2.08 | holding | — | — | — | — | Mar 15, 2027 | Common Stock, $.0001 Par Value | 77,519 | — | D |
| Restricted Stock UnitF3,F2 | — | holding | — | — | — | — | — | Common Stock, $.0001 Par Value | 73,745 | — | D |
| Employee Stock Option (Right to Buy)F1 | $2.59 | holding | — | — | — | — | Apr 11, 2028 | Common Stock, $.0001 Par Value | 45,684 | — | D |
| Restricted Stock UnitF3,F2 | — | holding | — | — | — | — | — | Common Stock, $.0001 Par Value | 29,527 | — | D |
Explanation of responses
- F1Vests and becomes exercisable in three equal annual installments commencing on the first anniversary of the date of grant.
- F2The Restricted Stock Units vest in three equal annual installments commencing on the first anniversary of the date of grant.
- F3Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock.