SEC Form 4 · accession 0001127602-16-069118
Option Care Health, Inc. · OPCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel E Greenleaf
Officer — Chief Executive Officer
Period of report
Dec 1, 2016
Accepted (ET)
Dec 5, 2016 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014739
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.00 | Dec 1, 2016 | A | 377,358 | A | Dec 31, 2020 | Dec 31, 2020 | Common Stock, $.0001 Par Value | 377,358 | 377,358 | D |
| Employee Stock Option (Right to Buy)F3 | $1.11 | Dec 1, 2016 | A | 442,810 | A | Dec 1, 2017 | Dec 1, 2023 | Common Stock, $.0001 Par Value | 442,810 | 442,810 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock.
- F2The Restricted Stock Units vest on December 31, 2020. Vested shares will be delivered to the reporting person on or before March 15, 2021.
- F3Vests and becomes exercisable in three equal annual installments commencing on the first anniversary of the date of grant.