SEC Form 4 · accession 0001209191-15-027490
SIRONA DENTAL SYSTEMS, INC. · SIRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rainer Berthan
Officer — Executive VP
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014507
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2015 | M | 2,614 | $67.59 | A | 27,910 | D | |
| Common StockF1 | Mar 16, 2015 | S | 2,614 | $89.50 | D | 25,296 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option(Right to buy)F2 | $67.59 | Mar 16, 2015 | M | 2,614 | D | — | Nov 26, 2023 | Common Stock | 2,614 | 7,844 | D |
Explanation of responses
- F1The price in column 4 is a weighted average. These shares were sold in multiple tranactions at prices ranging from $89.29 - 89.65, inclusive. The reporting person undertakes to provide Sirona Dental Systems, Inc., any security holder of Sirona Dental Systems, Inc. and or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the ranges set forth in this footnote.
- F2Stock options vest as follows: 1/4 on 11/26/2014, 1/4 on 11/26/2015, 1/4 on 11/26/2016, and the final 1/4 on 11/26/2017.