SEC Form 4 · accession 0001209191-15-015322
SIRONA DENTAL SYSTEMS, INC. · SIRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur D Kowaloff
Director
Period of report
Feb 13, 2015
Accepted (ET)
Feb 18, 2015 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014507
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2015 | M | 4,500 | $27.00 | A | 19,807 | D | |
| Common StockF1 | Feb 13, 2015 | S | 4,500 | $91.22 | D | 15,307 | D | |
| Common Stock | Feb 17, 2015 | M | 100 | $27.00 | A | 15,407 | D | |
| Common Stock | Feb 17, 2015 | S | 100 | $91.28 | D | 15,307 | D | |
| Common Stock | Feb 18, 2015 | M | 5,400 | $27.00 | A | 20,707 | D | |
| Common StockF2 | Feb 18, 2015 | S | 5,400 | $91.05 | D | 15,307 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to buy)F3 | $27.00 | Feb 13, 2015 | M | 4,500 | D | — | May 12, 2018 | Common Stock | 4,500 | 10,500 | D |
| Option (Right to buy)F3 | $27.00 | Feb 17, 2015 | M | 100 | D | — | May 12, 2018 | Common Stock | 100 | 10,400 | D |
| Option (Right to buy)F3 | $27.00 | Feb 18, 2015 | M | 5,400 | D | — | May 12, 2018 | Common Stock | 5,400 | 5,000 | D |
Explanation of responses
- F1The price in column 4 is a weighted average. These shares were sold in multiple tranactions at prices ranging from $91.15 - 91.27, inclusive. The reporting person undertakes to provide Sirona Dental Systems, Inc., any security holder of Sirona Dental Systems, Inc. and or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the ranges set forth in this footnote.
- F2The price in column 4 is a weighted average. These shares were sold in multiple tranactions at prices ranging from $91.00 - 91.10, inclusive. The reporting person undertakes to provide Sirona Dental Systems, Inc., any security holder of Sirona Dental Systems, Inc. and or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the ranges set forth in this footnote.
- F3Stock options vested as follows: 1/3 on 5/12/2009, 1/3 on 5/12/2010, and the final 1/3 on 5/12/2011.