SEC Form 4 · accession 0001209191-15-012632
SIRONA DENTAL SYSTEMS, INC. · SIRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rainer Berthan
Officer — Executive VP
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014507
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2015 | M | 2,000 | $44.77 | A | 29,296 | D | |
| Common StockF1 | Feb 10, 2015 | S | 4,000 | $89.35 | D | 25,296 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option(Right to buy)F2 | $44.77 | Feb 10, 2015 | M | 2,000 | D | — | Jul 2, 2022 | Common Stock | 2,000 | 16,000 | D |
Explanation of responses
- F1The price in column 4 is a weighted average. These shares were sold in multiple tranactions at prices ranging from $89.34- 89.35, inclusive. The reporting person undertakes to provide Sirona Dental Systems, Inc., any security holder of Sirona Dental Systems, Inc. and or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the ranges set forth in this footnote.
- F2Stock options vest as follows: 1/4 on 1/1/2014, 1/4 on 7/2/2014, 1/4 on 7/2/2015, and the final 1/4 on 7/2/2016.