SEC Form 4 · accession 0000899243-16-014198
SIRONA DENTAL SYSTEMS, INC. · SIRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephan Mitsdoerffer
Officer — Chief Accounting Officer
Period of report
Feb 22, 2016
Accepted (ET)
Feb 24, 2016 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014507
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2016 | M | 307 | $86.00 | A | 11,956 | D | |
| Common Stock | Feb 22, 2016 | S | 307 | $103.00 | D | 11,649 | D | |
| Common Stock | Feb 23, 2016 | M | 250 | $62.20 | A | 11,899 | D | |
| Common Stock | Feb 23, 2016 | M | 300 | $67.59 | A | 12,199 | D | |
| Common Stock | Feb 23, 2016 | M | 136 | $86.00 | A | 12,335 | D | |
| Common Stock | Feb 23, 2016 | S | 1,800 | $103.00 | D | 10,535 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $86.00 | Feb 22, 2016 | M | 307 | D | — | Nov 25, 2024 | Common Stock | 307 | 1,465 | D |
| Option (right to buy)F2 | $62.20 | Feb 23, 2016 | M | 250 | D | — | Nov 20, 2022 | Common Stock | 250 | 250 | D |
| Option (right to buy)F3 | $67.59 | Feb 23, 2016 | M | 300 | D | — | Nov 26, 2023 | Common Stock | 300 | 600 | D |
| Option (right to buy)F1 | $86.00 | Feb 23, 2016 | M | 136 | D | — | Nov 25, 2024 | Common Stock | 136 | 1,329 | D |
Explanation of responses
- F1The aggregate 1,772 options originally granted vest as follows: 25% on 11/25/2015, 25% on 11/25/2016, 20% on 11/25/2017, 20% on 11/25/2018 and the final 10% on 11/25/2019.
- F2The aggregate 1,000 options originally granted vest as follows: 25% on 11/20/2013, 25% on 11/20/2014, 25% on 11/20/2015 and the final 25% on 11/20/2016.
- F3The aggregate 1,200 options originally granted vest as follows: 25% on 11/26/2014, 25% on 11/26/2015, 25% on 11/26/2016 and the final 25% on 11/26/2017.