SEC Form 4/A · accession 0001209191-16-090677
GlassBridge Enterprises, Inc. · GLAE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert B. Fernander
Officer — Interim CEO · Director
Period of report
Oct 14, 2015
Accepted (ET)
Jan 11, 2016 · 10:47 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014111
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 14, 2015 | A | 574,000 | $2.03 | A | 600,882 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares may vest on the achievement of a certain level of average stock price of Imation within any consecutive 30 day period. 150,000 will vest at the first price hurdle, 174,000 vest at the second price hurdle and the remaining 250,000 shares vest at the third price hurdle. If the price hurdles are not reached, the shares will not vest.
- F2This Form 4 is being amended to correct footnote 1.