SEC Form 4 · accession 0001209191-15-084164
GlassBridge Enterprises, Inc. · GLAE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Geoff Barrall
Officer — CTO · Director
Period of report
Dec 7, 2015
Accepted (ET)
Dec 9, 2015 · 11:22 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014111
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 44,977 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option-Right to BuyF1 | $1.40 | Dec 7, 2015 | A | 300,000 | A | Jan 7, 2016 | Dec 7, 2025 | Common Stock | 300,000 | 300,000 | D |
Explanation of responses
- F1Options vest 1/36 each month from grant date. The date listed as Date Exercisable is the first date that any options (the first 1/36) are exercisable.