SEC Form 4 · accession 0001209191-15-081428
GlassBridge Enterprises, Inc. · GLAE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy B McKibben
Director
Period of report
Nov 18, 2015
Accepted (ET)
Nov 20, 2015 · 11:52 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014111
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Nov 18, 2015 | A | 41,667 | A | Nov 19, 2016 | Nov 19, 2016 | Common Stock | 41,667 | 41,667 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive the cash value of one share of Imation common stock.
- F2The restricted stock units vest on the first anniversary of the grant date, provided Ms. McKibben serves continuously on the Board of Directors