SEC Form 4/A · accession 0001209191-15-080585
GlassBridge Enterprises, Inc. · GLAE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert B. Fernander
Officer — Interim CEO · Director
Period of report
May 26, 2015
Accepted (ET)
Nov 17, 2015 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014111
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 26, 2015 | A | 10,672 | $4.65 | A | 10,672 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common stock vests 100% on first anniversary date of the grant date.
- F2On November 16, 2015, pursuant to the Company's Director Compensation Program, the Board of Directors formally approved the prorata reduction in this annual equity grant for service as a member of the Board of Directors, based on the date Mr. Fernander became an employee director. Under the Company's Director Compensation Program employee directors are not compensated for their service on the Board.