SEC Form 4 · accession 0001209191-15-014230
GlassBridge Enterprises, Inc. · GLAE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian Williams
Officer — VP & Group Pres., TS&S
Period of report
Feb 12, 2015
Accepted (ET)
Feb 17, 2015 · 12:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014111
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2015 | A | 58,366 | $3.80 | A | 176,775 | D | |
| Common Stock | holding | — | — | — | 10,064 | I | 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common stock is earned 2/3 based on achievement of levels of revenue from certain portions of the business for the two year period 2015-2016, and 1/3 based on 2017, with any amounts earned vesting in February 2018.