SEC Form 4 · accession 0001209191-15-014226
GlassBridge Enterprises, Inc. · GLAE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark E Lucas
Officer — President & CEO · Director
Period of report
Feb 12, 2015
Accepted (ET)
Feb 17, 2015 · 12:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014111
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2015 | A | 291,829 | $3.80 | A | 1,101,283 | D | |
| Common Stock | holding | — | — | — | 36,728 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common stock is earned 1/3 in 2015, 2016, and 2017 based on achievement of levels of consolidated EBITDA, with any amounts earned vesting in February 2018.