SEC Form 4 · accession 0001144204-17-061704
GlassBridge Enterprises, Inc. · GLAE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald H Putnam
Director
Period of report
Nov 28, 2017
Accepted (ET)
Nov 30, 2017 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014111
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 28, 2017 | A | 9,259 | $0.00 | A | 17,037 | D | |
| Common StockF2 | Nov 28, 2017 | A | 3,704 | $0.00 | A | 20,741 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were granted as a restricted stock award and will vest on August 28, 2018, subject to the recipient's continuous service as a member of the Issuer's board of directors on the vesting date.
- F2These shares were granted as a restricted stock award and will vest on August 28, 2018, subject to the recipient's continuous service as a member of the board of directors of GlassBridge Asset Management, LLC, the wholly-owned subsidiary of the Issuer.