SEC Form 4 · accession 0001144204-17-045995
GlassBridge Enterprises, Inc. · GLAE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A De Perio
Officer — Chairman · Director
Period of report
Aug 28, 2017
Accepted (ET)
Aug 30, 2017 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014111
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 28, 2017 | A | 9,260 | $0.00 | A | 56,719 | D | |
| Common StockF2 | Aug 28, 2017 | A | 2,222 | $0.00 | A | 58,941 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were granted as a restricted stock award and will vest on August 28, 2018, 5,556 of which are subject to the recipient's continuous service as a member of the Issuer's board of directors on the vesting date and 3,704 of which are subject to the recipient's continuous service as the Chairman of the Issuer's board of directors on the vesting date.
- F2These shares were granted as a restricted stock award and will vest on August 28, 2018, subject to the recipient's continuous service as a member of the board of directors of GlassBridge Asset Management, LLC, the wholly-owned subsidiary of the Issuer.