SEC Form 4/A · accession 0001144204-17-036138
GlassBridge Enterprises, Inc. · GLAE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joseph A De Perio
Officer — Chairman · Director
Period of report
Mar 27, 2017
Accepted (ET)
Jul 7, 2017 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014111
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 27, 2017 | P | 5,000 | $4.60 | A | 30,262 | D | |
| Common StockF1 | Mar 28, 2017 | P | 5,000 | $4.36 | A | 35,262 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This form amends a Form 4 previously filed for the Reporting Person on March 28, 2017 to correct the number of shares that should have been reported on such date, which did not account for the Issuer's 1:10 reverse stock split, and to correct a typographical error in the transaction dates.