SEC Form 4/A · accession 0001144204-17-036136
GlassBridge Enterprises, Inc. · GLAE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Danny Zheng
Officer — Interim CEO & CFO
Period of report
Mar 3, 2017
Accepted (ET)
Jul 7, 2017 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014111
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 3, 2017 | A | 45,000 | $0.00 | A | 46,742 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were granted as a restricted stock award and will vest in three equal annual installments, with the first installment vesting on March 3, 2018, subject to continuous employment on each vesting date.
- F2This form amends a Form 4 previously filed for the Reporting Person on March 7, 2017 to correct the calculation of the number of shares that should have been reported on such date, which calculation error was carried forward on the Reporting Person's two subsequent Forms 4.