SEC Form 4 · accession 0001144204-17-028690
GlassBridge Enterprises, Inc. · GLAE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G Torricelli
Director
Period of report
May 17, 2017
Accepted (ET)
May 19, 2017 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014111
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 17, 2017 | J | 28,724 | — | A | 28,724 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction represents securities received by the Reporting Person as a limited partner in a limited partnership pursuant to an in kind pro rata distribution. In prior reports, these securities were reported as indirectly beneficially owned by Clinton Group Inc. and George E. Hall.