SEC Form 4 · accession 0001144204-16-110259
GlassBridge Enterprises, Inc. · GLAE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald H Putnam
Director
Period of report
Jun 24, 2016
Accepted (ET)
Jun 28, 2016 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014111
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 24, 2016 | A | 52,447 | A | Jun 25, 2017 | Jun 25, 2017 | Common Stock | 52,447 | 52,447 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive the cash value of one share of Imation Corp. common stock.
- F2The restricted stock units vest on the first anniversary of the grant date, provided that the reporting person serves continuously on the board of directors of Imation Corp.
Remarks
See Exhibit 24.1 - Power of Attorney.