SEC Form 4 · accession 0001213900-17-003386
Digerati Technologies, Inc. · DTGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur L Smith
Officer — Chief Executive Officer
Period of report
Dec 30, 2015
Accepted (ET)
Apr 5, 2017 · 3:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014052
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 par value per share | Dec 30, 2015 | A | 33,474 | $0.25 | A | 230,417 | D | |
| Common Stock, $.001 par value per share | Nov 17, 2016 | A | 220,833 | $0.24 | A | 451,250 | D | |
| Common Stock, $.001 par value per share | Jan 5, 2017 | A | 181,305 | $0.26 | A | 632,555 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase common stock | $0.24 | Nov 17, 2016 | A | 300,000 | A | Nov 17, 2017 | Nov 17, 2021 | Common Stock, $.001 par value per share | 300,000 | 300,000 | D |
Explanation of responses
- F1Grant pursuant to 2015 Equity Compensation Plan.
- F2Option to purchase common stock pursuant to 2015 Equity Compensation Plan.