SEC Form 4 · accession 0001179110-18-009351
TTEC Holdings, Inc. · TTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judi Hand
Officer — EVP, CRO
Period of report
Jul 1, 2018
Accepted (ET)
Jul 3, 2018 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013880
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2018 | M | 2,098 | $0.00 | A | 131,579 | D | |
| Common StockF2 | Jul 1, 2018 | F | 923 | $34.55 | D | 130,656 | D | |
| Common StockF3 | Jul 1, 2018 | M | 6,924 | $0.00 | A | 137,580 | D | |
| Common StockF2 | Jul 1, 2018 | F | 2,007 | $34.55 | D | 135,573 | D | |
| Common StockF4 | Jul 1, 2018 | M | 8,698 | $0.00 | A | 144,271 | D | |
| Common StockF2 | Jul 1, 2018 | F | 2,836 | $34.55 | D | 141,435 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Jul 1, 2018 | M | 2,098 | D | — | — | Common Stock | 2,098 | 0 | D |
| Restricted Stock UnitsF3 | $0.00 | Jul 1, 2018 | M | 6,924 | D | — | — | Common Stock | 6,924 | 6,924 | D |
| Restricted Stock UnitsF4 | $0.00 | Jul 1, 2018 | M | 8,698 | D | — | — | Common Stock | 8,698 | 17,397 | D |
Explanation of responses
- F1Reflects vesting of Restricted Stock Units ("RSUs") on July 1, 2018. The Reporting Person initially received 8,394 time-based RSUs on July 1, 2014 pursuant to performance criteria met. The RSUs vest 25% per year beginning on July 1, 2015.
- F2Reflects withholding of shares to satisfy tax obligations in connection with the vesting of RSUs. No shares were sold.
- F3Reflects vesting of RSUs on July 1, 2018. The Reporting Person initially received 27,696 time-based RSUs on July 1, 2015. The RSUs vest in four installments of 25% per year beginning on July 1, 2016.
- F4Reflects vesting of RSUs on July 1, 2018. The Reporting Person initially received 34,794 time-based RSUs on July 1, 2016. The RSUs vest in four installments of 25% per year beginning on July 1, 2017.