SEC Form 4 · accession 0001179110-17-009915
TTEC Holdings, Inc. · TTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven C Pollema
Officer — SVP, CTS
Period of report
Jul 1, 2017
Accepted (ET)
Jul 3, 2017 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013880
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2017 | M | 2,546 | $0.00 | A | 7,525 | D | |
| Common StockF2 | Jul 1, 2017 | F | 792 | $40.80 | D | 6,733 | D | |
| Common StockF3 | Jul 1, 2017 | M | 2,770 | $0.00 | A | 9,503 | D | |
| Common StockF2 | Jul 1, 2017 | F | 862 | $40.80 | D | 8,641 | D | |
| Common StockF4 | Jul 1, 2017 | M | 2,863 | $0.00 | A | 11,504 | D | |
| Common StockF2 | Jul 1, 2017 | F | 891 | $40.80 | D | 10,613 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Jul 1, 2017 | M | 2,546 | D | — | — | Common Stock | 2,546 | 2,546 | D |
| Restricted Stock UnitsF3 | $0.00 | Jul 1, 2017 | M | 2,770 | D | — | — | Common Stock | 2,770 | 5,539 | D |
| Restricted Stock UnitsF4 | $0.00 | Jul 1, 2017 | M | 2,863 | D | — | — | Common Stock | 2,863 | 8,589 | D |
Explanation of responses
- F1Reflects vesting of Restricted Stock Units ("RSUs") on July 1, 2017. The Reporting Person initially received 10,183 time-based RSUs on July 1, 2014. The RSUs vest in four installments of 25% per year beginning on July 1, 2015.
- F2Reflects withholding of shares to satisfy tax obligations in connection with the vesting of RSUs. No shares were sold.
- F3Reflects vesting of Restricted Stock Units ("RSUs") on July 1, 2017. The Reporting Person initially received 11,078 time-based RSUs on July 1, 2015. The RSUs vest in four installments of 25% per year beginning on July 1, 2016.
- F4Reflects vesting of Restricted Stock Units ("RSUs") on July 1, 2017. The Reporting Person initially received 11,452 time-based RSUs on July 1, 2016. The RSUs vest in four installments of 25% per year beginning on July 1, 2017.