SEC Form 4 · accession 0001179110-16-031068
TTEC Holdings, Inc. · TTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Regina Paolillo
Officer — EVP, CFO & CAO
Period of report
Nov 1, 2016
Accepted (ET)
Nov 1, 2016 · 8:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013880
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 1, 2016 | M | 20,000 | $0.00 | A | 144,116 | D | |
| Common StockF2 | Nov 1, 2016 | F | 8,815 | $27.85 | D | 135,301 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Nov 1, 2016 | M | 20,000 | D | — | — | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Reflects vesting of Restricted Stock Units ("RSUs") on November 1, 2016. The Reporting Person initially received 100,000 time-based RSUs on November 1, 2012. The RSUs vest in five equal installments of 20,000 per year beginning on November 1, 2013.
- F2Reflects withholding of shares to satisfy tax obligations in connection with the vesting of RSUs. No shares were sold.