SEC Form 4 · accession 0001179110-16-027749
TTEC Holdings, Inc. · TTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret B McLean
Officer — SVP, GC & CRO
Period of report
Jul 16, 2016
Accepted (ET)
Jul 19, 2016 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013880
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 16, 2016 | M | 7,000 | $0.00 | A | 20,409 | D | |
| Common StockF2 | Jul 16, 2016 | F | 2,239 | $28.40 | D | 18,170 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Jul 16, 2016 | M | 7,000 | D | — | — | Common Stock | 7,000 | 14,000 | D |
Explanation of responses
- F1Reflects vesting of Restricted Stock Units ("RSUs") on July 16, 2016. The Reporting Person initially received 35,000 time-based RSUs on February 20, 2014. The RSUs vest 40% on July 16, 2015 and 20% annually thereafter for the remainder of the grant.
- F2Reflects withholding of shares to satisfy tax obligations in connection with the vesting of RSUs. No shares were sold.