SEC Form 4 · accession 0001179110-16-027468
TTEC Holdings, Inc. · TTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret B McLean
Officer — SVP, GC & CRO
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013880
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2016 | M | 1,612 | $0.00 | A | 12,230 | D | |
| Common StockF2 | Jul 1, 2016 | F | 516 | $27.06 | D | 11,714 | D | |
| Common StockF3 | Jul 1, 2016 | M | 2,492 | $0.00 | A | 14,206 | D | |
| Common StockF2 | Jul 1, 2016 | F | 797 | $27.06 | D | 13,409 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Jul 1, 2016 | M | 1,612 | D | — | — | Common Stock | 1,612 | 3,225 | D |
| Restricted Stock UnitsF3 | $0.00 | Jul 1, 2016 | M | 2,492 | D | — | — | Common Stock | 2,492 | 7,478 | D |
| Restricted Stock UnitsF4 | $0.00 | Jul 1, 2016 | A | 6,401 | A | — | — | Common Stock | 6,401 | 6,401 | D |
Explanation of responses
- F1Reflects vesting of Restricted Stock Units ("RSUs") on July 1, 2016. The Reporting Person initially received 6,449 time-based RSUs on July 1, 2014. The RSUs vest 25% per year beginning on July 1, 2015.
- F2Reflects withholding of shares to satisfy tax obligations in connection with the vesting of RSUs. No shares were sold.
- F3Reflects vesting of RSUs on July 1, 2016. The Reporting Person initially received 9,970 time-based RSUs on July 1, 2015. The RSUs vest 25% per year beginning on July 1, 2016.
- F4The Reporting Person received 6,401 time-based RSUs on July 1, 2016. The RSUs vest 25% per year beginning on July 1, 2017 and on each anniversary thereafter.