SEC Form 4 · accession 0001179110-16-017995
TTEC Holdings, Inc. · TTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Barlett
Officer — Vice Chairman · Director
Period of report
Jan 22, 2016
Accepted (ET)
Jan 26, 2016 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013880
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 22, 2016 | M | 50,000 | $0.00 | A | 517,832 | D | |
| Common StockF2 | Jan 22, 2016 | F | 18,034 | $26.70 | D | 499,798 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Jan 22, 2016 | M | 50,000 | D | — | — | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Reflects vesting of Restricted Stock Units ("RSUs") on January 22, 2016. The Reporting Person initially received 500,000 time-based RSUs on June 22, 2007. The RSUs vest in ten equal installments of 50,000 per year beginning on January 22, 2008.
- F2Reflects withholding of shares to satisfy tax obligations in connection with the vesting of RSUs. No shares were sold.