SEC Form 4 · accession 0001179110-15-012820
TTEC Holdings, Inc. · TTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth D Tuchman
Officer — Chairman & CEO · Director · 10% Owner
Period of report
Aug 31, 2015
Accepted (ET)
Sep 1, 2015 · 6:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013880
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 31, 2015 | M | 800,000 | $11.35 | A | 7,238,094 | D | |
| Common StockF1 | Aug 31, 2015 | D | 546,798 | $27.05 | D | 6,691,296 | D | |
| Common Stock | holding | — | — | — | 14,766,806 | I | By KDT Family LLLP | |
| Common Stock | holding | — | — | — | 10,000,000 | I | By KDT Stock Revocable Trust | |
| Common Stock | holding | — | — | — | 10,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $11.35 | Aug 31, 2015 | M | 800,000 | D | — | — | Common Stock | 800,000 | 0 | D |
Explanation of responses
- F1Purchased by the Company at the close of trading price of $27.05 on August 31, 2015 to satisfy the exercise price and tax obligations pursuant to the Stock Purchase Agreement entered into between the Company and Reporting Person dated August 24, 2015.
- F2The Reporting Person received 800,000 stock options on November 4, 2005. The options vested in four equal annual installments on November 4, 2006, November 4, 2007, November 4, 2008 and November 4, 2009.