SEC Form 3 · accession 0001225208-26-007114
NRG ENERGY, INC. · NRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Barton Hart
Officer — EVP, President of NRG Business
Period of report
Aug 6, 2026
Accepted (ET)
Aug 13, 2026 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | holding | — | — | — | 20,224 | D | ||
| Common Stock, par value $.01 per share | holding | — | — | — | 1,982 | I | By trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Relative Performance Stock UnitsF2 | $0.00 | holding | — | — | — | Jan 2, 2027 | Jan 2, 2027 | Common Stock, par value $.01 per share | 6,051 | — | D |
| Relative Performance Stock UnitsF3 | $0.00 | holding | — | — | — | Jan 2, 2028 | Jan 2, 2028 | Common Stock, par value $.01 per share | 3,462 | — | D |
| Relative Performance Stock UnitsF4 | $0.00 | holding | — | — | — | Jan 2, 2029 | Jan 2, 2029 | Common Stock, par value $.01 per share | 2,310 | — | D |
| Relative Performance Stock UnitsF5 | $0.00 | holding | — | — | — | Jun 15, 2029 | Jun 15, 2029 | Common Stock, par value $.01 per share | 4,141 | — | D |
Explanation of responses
- F1Includes 3,988 Restricted Stock Units (RSUs) issued by NRG Energy, Inc. under NRG Energy, Inc.'s Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. Includes 92 Dividend Equivalent Rights (DERs). Each DER is the economic equivalent to one share of NRG Common Stock.
- F2On January 2, 2024, the Reporting Person was issued 6,051 RPSUs by NRG under the LTIP that vest on January 2, 2027, subject to certain performance conditions.
- F3On January 2, 2025, the Reporting Person was issued 3,462 RPSUs by NRG under the LTIP that vest on January 2, 2028, subject to certain performance conditions.
- F4On January 2, 2026, the Reporting Person was issued 2,310 RPSUs by NRG under the LTIP that vest on January 2, 2029, subject to certain performance conditions.
- F5On June 15, 2026, the Reporting Person was issued 4,141 RPSUs by NRG under the LTIP that vest on June 15, 2029, subject to certain performance conditions.