SEC Form 4 · accession 0001225208-26-005898
NRG ENERGY, INC. · NRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce Chung
Officer — EVP & CFO
Period of report
Jun 5, 2026
Accepted (ET)
Jun 9, 2026 · 7:30 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001013871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | Jun 5, 2026 | M | 22,328 | $0.00 | A | 101,591 | D | |
| Common Stock, par value $.01 per shareF2 | Jun 5, 2026 | M | 1,410 | $129.20 | A | 103,001 | D | |
| Common Stock, par value $.01 per shareF3 | Jun 5, 2026 | F | 1,267 | $129.20 | D | 101,734 | D | |
| Common Stock, par value $.01 per shareF4 | Jun 5, 2026 | F | 12,142 | $129.20 | D | 89,592 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent Rights | $0.00 | Jun 5, 2026 | M | 1,410 | A | Jun 5, 2026 | Jun 5, 2026 | Common Stock, par value $.01 per share | 1,410 | 1,410 | D |
| Relative Performance Stock Units | $0.00 | Jun 5, 2026 | M | 22,328 | D | Jun 5, 2026 | Jun 5, 2026 | Common Stock, par value $.01 per share | 22,328 | 0 | D |
Explanation of responses
- F1The Reporting Person was issued 22,328 Relative Performance Stock Units by NRG Energy, Inc. under NRG's Long-Term Incentive Plan that vested subject to certain performance conditions on June 5, 2026.
- F2In connection with the vesting of the RPSUs described above, an incremental 1,410 Dividend Equivalent Rights vested. Each DER is the economic equivalent of one share of Common Stock.
- F3On June 5, 2023, the Reporting Person was issued 6,975 RSUs by NRG under the NRG Energy, Inc. Long-Term Incentive Plan. On June 5, 2026, 2,330 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,267 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 147 DERs vested, resulting in the Reporting Person holding 378 DERs in the aggregate.
- F4The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 12,142 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation.