SEC Form 4 · accession 0001179110-18-008101
NRG ENERGY, INC. · NRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heather Cox
Director
Period of report
Jun 1, 2018
Accepted (ET)
Jun 5, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value, $.01 per shareF1,F2,F3 | Jun 1, 2018 | A | 4,925 | — | A | 9,073 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 4,925 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.
- F2Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit she owns on May 31, 2019.
- F3Includes 4 dividend equivalent rights.