SEC Form 4 · accession 0001179110-18-008095
NRG ENERGY, INC. · NRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry G Dallas
Director
Period of report
Jun 1, 2018
Accepted (ET)
Jun 5, 2018 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value, $.01 per shareF1,F2,F3 | Jun 1, 2018 | A | 5,220 | — | A | 46,909 | D | |
| Common Stock, par value, $.01 per share | holding | — | — | — | 2,713 | I | Terry G. Dallas Trust | |
| Common Stock, par value, $.01 per share | holding | — | — | — | 11,569 | I | Dallas Community Property Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 5,220 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.
- F2Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors.
- F3Includes 2,032 dividend equivalent rights.