SEC Form 4 · accession 0001179110-17-004764
NRG ENERGY, INC. · NRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Wilder Jr.
Director
Period of report
Mar 14, 2017
Accepted (ET)
Mar 16, 2017 · 9:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1,F2 | Mar 14, 2017 | P | 142,700 | $17.022 | A | 7,949,914 | I | See Footnotes |
| Common Stock, par value $.01 per shareF1,F2 | Mar 15, 2017 | P | 600,000 | $17.3845 | A | 8,549,914 | I | See Footnotes |
| Common Stock, par value $.01 per shareF1,F2 | Mar 16, 2017 | P | 457,300 | $17.7197 | A | 9,007,214 | I | See Fottnotes |
| Common Stock, par value $.01 per share | holding | — | — | — | 8,060 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock, $0.01 par value (the "Common Stock") of NRG Energy, Inc., directly beneficially owned by BEP Special Situations 2 LLC. The Reporting Person may be deemed to beneficially own such shares as he is the manager of Bluescape Resources GP Holdings LLC, which is acting as the manager of Bluescape Energy Partners III GP LLC, which is acting as the general partner of Bluescape Energy Recapitalization and Restructuring Fund III LP ("Main Fund"), and Main Fund is acting as a managing member of BEP Special Situations 2 LLC.
- F2The Reporting Person disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.