SEC Form 4 · accession 0001179110-16-026049
NRG ENERGY, INC. · NRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard E Cosgrove
Director
Period of report
Jun 1, 2016
Accepted (ET)
Jun 3, 2016 · 8:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value, $.01 per shareF1,F2,F3 | Jun 1, 2016 | A | 12,167 | — | A | 126,029 | D | |
| Common Stock, par value, $.01 per share | holding | — | — | — | 20,000 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 12,167 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.
- F2Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit on the following schedule: 25% on June 1, 2017; (ii) 25% on June 1, 2018; (iii) 25% on June 1, 2019; and (iv) 25% on June 1, 2020.
- F3Includes 2102 dividend equivalent rights (DERs).