SEC Form 4 · accession 0001179110-16-023806
NRG ENERGY, INC. · NRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Callen
Officer — SVP, Chief Accounting Offficer
Period of report
May 2, 2016
Accepted (ET)
May 4, 2016 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value, $.01 per shareF1,F2 | May 2, 2016 | A | 77 | — | A | 32,010 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units or market stock units, which becomes exercisable proportionately with the restricted stock units or market stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.
- F2Includes 1052 dividend equivalent rights. Since the Reporting Person's last filing, he transferred 373 shares of NRG common stock to his ex-wife pursuant to a divorce settlement. The Reporting Person no longer reports as beneficially owned any securities owned by his ex-wife.