SEC Form 4 · accession 0001179110-16-018478
NRG ENERGY, INC. · NRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry G Dallas
Director
Period of report
Feb 1, 2016
Accepted (ET)
Feb 3, 2016 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1,F2 | Feb 1, 2016 | A | 352 | — | A | 26,268 | D | |
| Common Stock, par value $.01 per shareF3 | holding | — | — | — | 2,713 | I | Terry G. Dallas Trust | |
| Common Stock, par value $.01 per share | holding | — | — | — | 11,569 | I | Dallas Community Property Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units or market stock units, which becomes exercisable proportionately with the restricted stock units or market stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.
- F2Includes 1,496 dividend equivalent rights.
- F3Includes 9 shares acquired through a dividend reinvestment feature that has been suspended.