SEC Form 4 · accession 0001179110-15-009033
NRG ENERGY, INC. · NRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard E Cosgrove
Director
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1,F2,F3 | Jun 1, 2015 | A | 8,155 | — | A | 112,761 | D | |
| Common Stock, par value $.01 per share | holding | — | — | — | 20,000 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 8,155 Deferred Stock Units issued to the reporting person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.
- F2Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The reporting person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon one year from the date of termination of his service on NRG Energy, Inc.'s Board of Directors. The dividend equivalent rights accrued on the reporting person's deferred stock units which they have received. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.
- F3Includes 1,001 dividend equivalent rights (DERs).