SEC Form 5 · accession 0001209191-19-010195
PEGASYSTEMS INC · PEGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Trefler
Officer — C.E.O. & Chairman
Period of report
Dec 31, 2018
Accepted (ET)
Feb 14, 2019 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 12, 2018 | S$0 | 0 | $0.00 | D | 39,843,848 | D | |
| Common StockF1 | Jun 12, 2018 | S | 25,000 | $61.79 | D | 73,000 | I | Trefler Family Foundation |
| Common StockF2 | Dec 21, 2018 | G | 18,920 | $0.00 | D | 39,824,928 | D | |
| Common StockF1 | Dec 21, 2018 | G | 14,000 | $0.00 | A | 87,000 | I | Trefler Family Foundation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Trefler is a Trustee of the Trefler Family Foundation. Mr. Trefler has no pecuniary interest in shares held by the Trefler Family Foundation. He retains voting and dispositive control over such shares.
- F2Gifts made to the Trefler Foundation and family members.