SEC Form 4 · accession 0001209191-18-050872
PEGASYSTEMS INC · PEGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Jones
Director
Period of report
Sep 11, 2018
Accepted (ET)
Sep 13, 2018 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 11, 2018 | S | 2,500 | $64.00 | D | 16,510 | I | Spouse |
| Common StockF1,F2 | Sep 11, 2018 | S | 500 | $64.00 | D | 61,090 | I | Jones Family Foundation |
| Common Stock | holding | — | — | — | 296,395 | D | ||
| Common Stock | holding | — | — | — | 206,192 | I | Richard H. Jones Revocable Trust | |
| Common Stock | holding | — | — | — | 200,000 | I | Patricia K. Jones GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average of the sale prices, ranging from $64.00 to $64.05. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price
- F2Shares owned by the Jones Family Foundation, of which Mr. Jones has no pecuniary interest.