SEC Form 4 · accession 0001209191-18-048819
PEGASYSTEMS INC · PEGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Jones
Director
Period of report
Aug 28, 2018
Accepted (ET)
Aug 29, 2018 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 28, 2018 | S | 10,000 | $62.87 | D | 206,192 | I | Richard H. Jones Revocable Trust |
| Common StockF1 | holding | — | — | — | 296,395 | D | ||
| Common Stock | holding | — | — | — | 200,000 | I | Patricia K. Jones GRAT | |
| Common Stock | holding | — | — | — | 19,010 | I | Spouse | |
| Common Stock | holding | — | — | — | 61,590 | I | Jones Family Foundation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Does not include shares of common stock subject to unvested restricted stock units and options awards.
- F2Represents the weighted average of the sale prices, ranging from $62.75 to $63.08. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.