SEC Form 4 · accession 0001209191-18-034417
PEGASYSTEMS INC · PEGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Jones
Director
Period of report
May 29, 2018
Accepted (ET)
May 31, 2018 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 29, 2018 | S | 2,000 | $61.40 | D | 216,192 | I | Richard H. Jones Revocable Trust |
| Common StockF1 | holding | — | — | — | 295,824 | D | ||
| Common StockF2 | holding | — | — | — | 200,000 | I | Patricia K. Jones GRAT | |
| Common Stock | holding | — | — | — | 19,010 | I | Spouse | |
| Common StockF3 | holding | — | — | — | 61,590 | I | Jones Family Foundation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Form 4 filed on March 23, 2018 is amended by this Form 4 amendment to clarify the number of shares held directly and indirectly by Mr. Jones.
- F2Includes 200,000 shares held by the Patricia K. Jones GRAT #2.
- F3Shares owned by the Jones Family Foundation, of which Mr. Jones has no pecuniary interest.