SEC Form 5 · accession 0001209191-18-009696
PEGASYSTEMS INC · PEGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Trefler
Officer — C.E.O. & Chairman
Period of report
Dec 31, 2017
Accepted (ET)
Feb 13, 2018 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2017 | S$0 | 0 | $0.00 | D | 39,843,848 | D | |
| Common StockF1,F2 | May 12, 2017 | S | 12,496 | $55.82 | D | 105,504 | I | Trefler Foundation |
| Common Stock | May 15, 2017 | S$0 | 0 | $0.00 | D | 39,843,848 | D | |
| Common StockF3,F2 | May 15, 2017 | S | 7,504 | $55.47 | D | 98,000 | I | Trefler Foundation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average of the sale prices on May 12, 2017, ranging from $55.75 to $55.83.
- F2Shares owned by the Trefler Foundation, of which Mr. Trefler has no pecuniary or beneficial interest, and expressly disclaims beneficial ownership of the shares of Pegasystems Inc. stock which are held by the Trefler Foundation. Mr. Trefler does however retain voting and dispositive control over such shares.
- F3Represents the weighted average of the sale prices on May 15, 2017, ranging from $55.00 to $55.70.