SEC Form 5 · accession 0001209191-18-009690
PEGASYSTEMS INC · PEGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Jones
Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 13, 2018 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 21, 2017 | G | 0 | $0.00 | D | 219,000 | I | Spouse |
| Common Stock | Dec 21, 2017 | G | 16,842 | $0.00 | D | 513,494 | D | |
| Common StockF1,F2 | Dec 21, 2017 | G | 16,842 | $0.00 | A | 61,590 | I | Jones Family Foundation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift of 16,842 shares on December 21, 2017 from the Richard D. Jones Revocable Trust to The Jones Family Foundation.
- F2Shares owned by the Jones Family Foundation, of which Mr. Jones has no pecuniary interest.